NASDAQ, GAIN - Gladstone Investment
We were incorporated under the General Corporation Laws of the State of
Delaware on February 18, 2005. On June 22, 2005 we completed an initial public
offering and commenced operations. We were primarily established for the purpose
of investing in subordinated loans, mezzanine debt, preferred stock and warrants
to purchase common stock of small and medium-sized companies in connection with
buyouts and other recapitalizations. We also invest in common stock and senior
syndicated loans. Our investment objective is to generate both current income
and capital gains through these debt and equity instruments. We operate as a
closed-end, non-diversified management investment company and have elected to be
treated as a business development company ("BDC") under the Investment Company
Act of 1940, as amended, (the "1940 Act"). ...
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